Last time, I examined
Ryle’s attack on the concept of volition, which according to Ryle is proposed
by the “official doctrine” in order to explain the distinction between
voluntary and involuntary actions. In this post, I’ll look at Ryle’s positive
account of the voluntary/involuntary distinction, and his comments on the
problem of free will. I’ll argue that Ryle’s arguments on both of these points
leave much to be desired.
The
voluntary/involuntary distinction
In the technical
language of philosophers, the terms “voluntary” and “involuntary” apply to
every act. Thus it’s considered a perfectly sensible question whether I read a
book voluntarily, or whether I went for a walk voluntarily, or whether I solved
the mathematical puzzle correctly voluntarily. Ryle thinks that this is a
mistake. In ordinary language, Ryle argues, we describe actions as voluntary or
involuntary when there is a question of blame, i.e. when somebody has done
something wrong. Frank and Vincent are both accused of screaming in a library;
we say that Frank’s scream was voluntary, because he was trying to startle
Vincent; whereas Vincent’s scream was involuntary, because he couldn’t help it,
having been startled by Frank. We wouldn’t ask, however, whether Frank and
Vincent voluntarily sat silently in the library. Sitting silently is what you’re
supposed to do in libraries, so the question of blame, hence the question of
whether the act was voluntary and involuntary, simply doesn’t arise.
(One caveat that Ryle
rightly notes is that we also use “involuntary” to refer to actions done under
compulsion. We might say that Frank and Vincent sat silently in the library involuntarily,
if they were forced to sit silently by somebody holding a gun to their heads.
This kind of use is of course not really relevant to the present topic.)
The
voluntary/involuntary distinction is connected to competence or ability. If a
boy ties a granny-knot instead of a reef-knot, we can show that he tied a
granny-knot voluntarily, i.e. that it was his fault that he tied a granny-knot,
by establishing (a) that he knew how to tie a reef-knot, (b) that his hand was
not forced in any way, and (c) that he was in good conditions (rather than e.g.
freezing with numb fingers). To establish that the act was performed voluntarily
doesn’t require showing that it was preceded by some special inner mental
event; rather we simply demonstrate that the boy had a certain ability and that
he was in the right conditions to exhibit that ability.
This isn’t to say
that an act’s being voluntary has nothing to do with the mind. Ryle’s point is
that qualities of mind are exhibited directly in the action. To say “Frank
screamed voluntarily” is not to report two things, the screaming and the
volition to scream; it reports one thing performed in a certain way. Compare
“the woman walked seductively”: nobody would suppose that walking seductively
involves two occurrences, the walking, and also some special inner “seductive
state” that somehow confers seductiveness onto the walking. Walking seductively
is doing one thing, namely walking, but in a specific manner or style. The same
is true, according to Ryle, for doing things voluntarily.
Some support for a
Rylean analysis, at least his suggestion that the voluntary/involuntary distinction is
properly applied only when there’s a question of blame, might be found in a
famous result from experimental philosophy, the Knobe effect. For those of you
unfamiliar with this, Knobe (2003) presented people in a Manhattan park with a
simple story. The first group of subjects were told the following story:
The CEO of a company is sitting in his office when his Vice President of R&D comes in and says, “We are thinking of starting a new programme. It will help us increase profits, but it will also harm the environment.” The CEO responds that he doesn’t care about the environment and says to go ahead with the programme.
The subjects were
then asked: did the CEO intentionally harm the environment? 82% said yes. The
second group are given exactly the same story, except the Vice President says,
“It will help us increase profits, but it will also help the environment.” In this case, when asked whether the CEO
intentionally helped the environment, only 23% said yes.
A straightforward
explanation of this asymmetry is that the moral character of an action
influences whether or not it’s judged to be intentional. We’re more likely to
judge an action to be intentional when we judge it to be morally wrong. This
meshes rather nicely with Ryle’s claim that the question of whether an action
is voluntary is properly introduced only when somebody has done something
wrong. There’s nothing wrong with helping the environment, so it seems odd to
ask “did the CEO intentionally [i.e. voluntarily] help the environment?”
Actually, as Holton (2010)
points out, things aren’t quite do simple. In some scenarios, the Knobe effect occurs
“the other way around”: the good action is judged to be intentional, and the
bad action is not judged to be intentional. Holton cites the example: “a
profit-driven executive whose actions have the side-effect of violating a
pernicious Nazi law – surely a good outcome in most subjects’ eyes – is judged
to have acted intentionally; whereas a similarly driven executive whose actions
have the bad effect of fulfilling the requirements of that law is not judged to
have acted intentionally.” On Holton’s analysis, we’re more likely to believe
an action to be intentional when we judge that it violates a norm, and judging
that a norm has been violated does not depend on judging that the norm is good;
Nazi laws are bad norms. This is, I think, still entirely compatible with Ryle’s
view; but the important point is that we have to be careful with appeals to the
Knobe effect because it remains controversial exactly what the Knobe effect
shows.
Let’s turn to some
problems for Ryle. First, regardless of findings like the Knobe effect, I’m not
convinced that ordinary usage restricts the voluntary/involuntary distinction
to those actions that are considered blameworthy. It strikes me as being quite
natural to say e.g. that I voluntarily ate the sandwich, that I voluntarily went
for a walk, that I voluntarily typed up an essay. Or consider the following sentence:
“If you get a friend to flick their finger near your eyes, you will blink
involuntarily.” That sentence is, surely, perfectly reasonable. Yet there is
nothing blameworthy about blinking. Perhaps Ryle would say that such sentences
seem natural to us because ordinary language has become infected with technical
theory; just as we’re happy to use technical terms like “H2O” and “sound waves”,
similarly the philosopher’s extended use of “voluntarily” and “involuntary” has
crept into everyday use. This of course is one of the perils of tying one’s
analyses to ordinary language. Ordinary language changes.
A second difficulty
with Ryle’s account is that it just doesn’t get the phenomenology right. In at
least some cases of voluntary actions, it really seems as though there are two
things going on, a mental occurrence followed by the behaviour. Frank is in a
library and chooses to disturb people by screaming. Vincent is in a library, but is startled, screaming accidentally. On
Ryle’s analysis, both Frank and Vincent do only one thing, namely scream, but
they each do it in different ways. We don’t need to suppose that some special
event occurs in Frank’s mind that doesn’t occur in Vincent’s mind. However, if
we imagine ourselves in Frank’s place, it certainly seems that there’s
something going on in his mind that causes the scream. Note that we can’t
account for this by pointing out that Frank desires to scream in the library,
whereas Vincent doesn’t. Frank’s scream is produced not simply by his desire to
scream, but also, it seems, by his actually executing a decision to scream now.
Perhaps a better to put the problem would be to ask: why does Frank scream when
he does, and not five seconds earlier or five seconds later? The volition
theorist has an easy answer: he screams when he does because that’s when he
executes a volition to scream. What can Ryle say? (Bear in mind, of course,
that the same kinds of difficulties don’t arise in Vincent’s case. Vincent
screamed when he did because that’s when he was startled.)
One option for Ryle
would be to grant that in this particular case, there is something going on
in Frank’s mind that’s not going on in Vincent’s. It’s not a volition, though;
rather, the difference between Frank and Vincent lies in the fact that Frank is
deliberating. It’s not easy to scream in a library. It seriously violates
social conventions concerning libraries, it’s embarrassing, it could get you
into trouble, etc. Frank has to think through all of this stuff; he has to, in
a sense, persuade himself to go ahead and scream. (Wouldn’t positing such
internal mental activity violate Ryle’s general behaviourist commitments? No, I
don’t think so. While Ryle was a behaviourist of sorts, he was happy to allow
that private mental activity does occur. He talks about people engaging in
“internal monologues” and “silent soliloquy”: see e.g. pages 16, 28,70, and 160.)
However, such mental activity is not necessary for voluntariness: sometimes we
perform voluntary actions without deliberation, as when I see some ice cream, I
want it, and I go and get it. No detailed thoughts need precede this. Indeed,
probably most of our everyday actions are performed without deliberation. So we
can’t explain the voluntary/involuntary distinction by appealing to inner
mental activity.
This response is fair
enough, but one still feels that it doesn’t quite get to the heart of the
objection. I think that the deeper problem with Ryle’s analysis is that it
leaves us hanging re the “springs of action.” For many of our actions, even
those for which we don’t engage in any deliberation, it certainly feels as
though there’s a point where we say to ourselves “right – move now.” What can
this be, if not a volition? Appealing to competence or ability is surely of
little help here. Abilities need not be occurrent. The mere fact that a boy is
competent to tie a reef-knot tells us nothing about when he’ll actually go
ahead and tie a reef-knot.
Presumably Ryle would
say that this is simply beside the point as far as he’s concerned. Remember, he
denies that we need talk of voluntary/involuntary distinction except in cases
where there is a question of blame. So his analysis simply isn’t concerned with
the general “springs of action.” The trouble with this response is that the
volition theory is concerned with this; volitions are proposed to account for
e.g. the difference between not just Frank’s scream and Vincent’s scream (where
they’ve both done something wrong: noise in a library), but also Frank’s
raising his arm because he intended to and Vincent’s raising his arm because of
a muscular twitch (here, there’s no question of blame). The concept of volition
gives us a very intuitive, straightforward explanation of the difference. If
Ryle wants to do away with volitions, he owes us an alternative explanation.
And while I tend to share Ryle’s skepticism of volitions, it’s not clear to me
how to develop Ryle’s own analysis to provide a satisfactory explanation on
this point.
Free
Will
In the final part of
the chapter, Ryle deals with the problem of free will. The sciences have shown
that everything in the external world is rigidly governed by physical laws.
Everything follows a deterministic and purposeless path. But then what becomes
of our appraisal concepts? How can we describe people’s behaviour as good or
bad, how can we say that charitable man is worthy of praise while the greedy
man deserving of blame, if everybody’s behavoiur is determined by rigid laws?
The notion of an inner mental world, containing special acts of volitions,
allowed a way out of this problem, since physical laws need not hold sway in
the mental realm.
Ryle’s alternative
solution is that while physical laws may govern everything that happens, they
don’t ordain everything that happens. He draws an analogy to chess. Observers
who are unacquainted with chess, but who are allowed to observe and study it,
may arrive at the conclusion that the players are governed by rigid laws. Every
time a players picks up a pawn, the observers say, we can predict what move he
will make. Some moves might seem strange or surprising, others might seem to
evince ingenuity, but all moves are governed by clear rules, and we can expect
that further study will reveal still more rules that explain the unexpected
moves. Hence there isn’t really any intelligence or purpose in the game; every
move that is made is the product of prior states of the game plus the rigid
laws.
What has gone wrong
with this argument? What these observers have missed, says Ryle, is that all
moves governed by the chess rules, but no move is ordained by them. The claim
that every move is explicable wholly in terms of the chess rules is simply a
mistake, or at least it conflates two different kinds of explanation.
Explaining a move requires appealing not just to the chess rules, but also to
tactical principles and to the intelligence of the player. The sense in which a
rule explains a move is not the same as the sense a tactical principle explains
a move. One single process, such as the movement of bishop, can be in
accordance with two principles of different logical types: the rule and the
tactical principle. Neither principle is reducible to the other. The chess
rules and tactical principles are fundamentally different things. So the fact
that chess follows rigid rules doesn’t in any respect diminish the ability to
demonstrate intelligence and ingenuity. Indeed, good chess playing requires the
chess rules; if there were no rules, it would be impossible to evince any skill.
Similarly, intelligence, ingenuity, skill etc in other areas of life
presupposes physical laws: we couldn’t display intelligence if everything
behaved randomly.
This whole argument simply
misses the point. The problem of free will arises from the fact that “ought”
implies “can”: we can’t, we assume, hold someone responsible for something that
they couldn’t have avoided. Now the worry that determinism poses is that, if my
actions are determined, then there’s an important sense in which I couldn’t
have avoided doing them. If decision to eat a sandwich is a result of the state
of the universe at some earlier time plus the physical laws, then my decision
to eat a sandwich isn’t really the product of my free choice.
Consider again Ryle’s chess analogy. The chess rules stipulate that I can only move the bishop diagonally.
But it’s entirely open how far the bishop moves, or whether it moves forwards
or backwards. Given only the chess rules, we can’t even in principle predict exactly
how the pieces will move. The problem of free will, however, is that given
certain initial conditions plus the laws of nature, we can predict, not in
practice but in principle, exactly how a person will act. So a better analogy
to illustrate the problem of free will is to compare humans not to the
chess players but to the chess pieces. The mere fact that there might be
different kinds of explanation doesn’t help here. Indeed, given determinism, it
looks like the “tactical” explanation just leaves things out, or at least gets
the reasons for the actions completely wrong.
For what it’s worth,
I’m a compatibilist, so like Ryle, I don’t see the discovery of physical laws
as posing any threat to free will or to our use of appraisal concepts. But Ryle’s
argument for this is obviously inadequate.
Holton, R. (2010) “Norms and the Knobe Effect”, Analysis, vol. 70, no. 3, July, pp. 417-424.
Knobe, J. (2003) “Intentional Action and Side Effects in Ordinary Language”, Analysis, vol. 63, no. 3, July, pp. 190-194.
Ryle, G. (2000) The Concept of Mind, London: Penguin Classics.
Can I get a link to part 1
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